Soft dollars

Sun, 03 Aug 2008 02:20:36 -0500

My Broker Made Me Do It...

by Soft dollars (soft-dollars) @ Sun, 03 Aug 2008 02:20:36 -0500
New York—A recent survey of compliance officers at SEC-registered investment advisors shows continuing confusion about the topic of soft dollars. Two years have passed since the SEC clarified...
Original post: My Broker Made Me Do It... by at soft dollars - Google Blog Search

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Sat, 02 Aug 2008 02:21:07 -0500

SEC Clears Up Under Reporting of Soft Dollar Use?

by Soft dollars (soft-dollars) @ Sat, 02 Aug 2008 02:21:07 -0500
New York, NY - The Securities and Exchange Commission announced that it plans to meet this coming Wednesday to consider whether to issue guidance to mutual fund directors on the use of “soft doll...
Original post: SEC Clears Up Under Reporting of Soft Dollar Use? by at soft dollars - Google Blog Search

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Fri, 01 Aug 2008 02:20:42 -0500

Fed lowered the economic growth forecast soft dollars across the ...

by Soft dollars (soft-dollars) @ Fri, 01 Aug 2008 02:20:42 -0500
While the Fed announced the April 29-30 conference record discuss interest rates on the outstanding concerns on inflation, and hinted that further rate cut less likely, but not enough to curb the d...
Original post: Fed lowered the economic growth forecast soft dollars across the ... by at soft dollars - Google Blog Search

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Thu, 31 Jul 2008 02:21:32 -0500

The CCA/Soft Dollar Paradigm

by Soft dollars (soft-dollars) @ Thu, 31 Jul 2008 02:21:32 -0500
If you are an investment manager or any type of institutional investor looking to obtain third party research, you are eligible to pay using CCAs or soft dollars. (See below for a more in-depth...
Original post: The CCA/Soft Dollar Paradigm by at soft dollars - Google Blog Search

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Wed, 25 Jun 2008 02:19:46 -0500

50 Dollars

by Soft dollars (soft-dollars) @ Wed, 25 Jun 2008 02:19:46 -0500
Esther always replied, “I know Morris, but that helicopter ride is fifty ...
Original post: 50 Dollars by at soft dollars - Google Blog Search

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Tue, 24 Jun 2008 02:20:03 -0500

Five Days Left to Comment on Proposed Form ADV Amendments

by Soft dollars (soft-dollars) @ Tue, 24 Jun 2008 02:20:03 -0500
Data collected from the Investment Adviser Registration Depository as of September 30, 2007 showed that only 60% of Original post: Reports Reveal Scheme for Hulshof, MOGOP to Buy Kinder Out of Gov ... by at soft dollars - Google Blog Search

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Mon, 02 Jun 2008 02:19:41 -0500

Five Days Left to Comment on Proposed Form ADV Amendments

by Soft dollars (soft-dollars) @ Mon, 02 Jun 2008 02:19:41 -0500
Data collected from the Investment Adviser Registration Depository as of September 30, 2007 showed that only 60% of Start 1